Robert R. Wagner
Professional summary
Robert Randy Wagner is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Robert is registered as a RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 1 firm and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Randy Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 30 St. Clair Avenue West Suite 1500, Toronto, Ontario, M4V 3A1August 13, 2018 - June 28, 2023
BMO NESBITT BURNS SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
(5/12/2025)
Exams
Series 38
Date: 8/13/2018
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
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