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EL

Emilio J. Luna Cordovez

Some features on this profile are disabled
CRD#: 6877923
EL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emilio Jose Luna Cordovez, who also goes by Emilio Jose Luna, Emilio Jose Luna Cordovez, was a registered financial professional .

Emilio is a previously registered financial professional and started their career in finance in 2017. Emilio had worked at 2 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emilio Jose Luna | Emilio Jose Luna Cordovez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 2, 2021 - October 10, 2023

CREDICORP CAPITAL LLC

BD
CRD#: 136791
Bogota,
Past

December 13, 2017 - February 9, 2021

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
Bogota,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2017
General Securities Representative Examination

Current Firm

CC
CREDICORP CAPITAL LLC
CREDICORP CAPITAL LLC | ULTRALAT SECURITIES, INC. | ULTRALAT SECURITIES INC. | ULTRALAT CORPORATION | ULTRALAT CAPITAL MARKETS, LLC | ULTRALAT CAPITAL MARKETS, INC. | ULTRALAT CAPITAL MARKETS INC. | ULTRALAT CAPITAL MARKETS

CRD#: 136791 / SEC#: , 8-67048

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131
Mailing Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131
Phone number
(305) 455-0971
Established
Florida since 05/02/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CREDICORP CAPITAL USA, INCMEMBER
COLL, CARLOS ANDRESCHIEF EXECUTIVE OFFICER / CHIEF OPERATIONS OFFICER / DIRECTOR4860091
DE LA ESPRIELLA, ARTUROCCO/AMLCO5066709
SINGER, STEVEN FREDERICFINOP CFO2360737

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREDICORP CAPITAL LLC

CRD#: 136791

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