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JD

John M. Delaney

MASON SECURITIES
Reston, VA 20190
Some features on this profile are disabled
CRD#: 6877307
JD

Professional summary

John Murphy Delaney, who also goes by Jack Murphy Delaney, is a registered financial professional currently at MASON SECURITIES, INC. located in Reston, Virginia.

John is registered as a RR (Registered Representative) and started their career in finance in 2020. John has worked at 4 firms and has passed the Series 63, Series 99TO, Series 3, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Murphy Delaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Murphy Delaney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2023 - Present

MASON SECURITIES, INC.

Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190
BD
CRD#: 12967
Reston, VA
Past

May 23, 2022 - August 15, 2023

VEST SECURITIES, LLC

BD
CRD#: 317379
McLean, VA
Past

January 29, 2021 - June 30, 2022

FIRST DOMINION CAPITAL CORP.

BD
CRD#: 16330
McLean, VA
Past

January 1, 2020 - December 13, 2020

HOMESTEAD FINANCIAL SERVICES CORP.

BD
CRD#: 26643
ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/1/2023)
RR
Virginia
(9/25/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 3
Date: 9/27/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/3/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/27/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MASON SECURITIES, INC.
MASON SECURITIES, INC.

CRD#: 12967 / SEC#: , 8-28378

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
11921 Freedom Drive Suite 1000, Reston, VA 20190
Mailing Address
11921 Freedom Drive Suite 1000, Reston, VA 20190
Phone number
(703) 716-6000
Established
Delaware since 07/09/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MASON INTERNATIONAL, INC.SHAREHOLDER
DELANEY, JOHN MURPHYCHIEF COMPLIANCE OFFICER6877307
GEORGE, SCOTT STANLEYPRESIDENT, TREASURER AND DIRECTOR1399567
MASON, WILLIAM NOYES IIIDIRECTOR, VICE-PRESIDENT, AND CHAIRMAN OF THE BOARD322341
SCHREINER, CHRISTOPHER LEECHIEF OPERATING OFFICER3154419

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MASON SECURITIES, INC.

CRD#: 12967Reston, VA 20190

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