Stephanie Shin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Shin was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2019. Stephanie had worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - July 21, 2023
FORGE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 6/26/2019
Operations Professional ExaminationCurrent Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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