Jeremy E. Vargas
Professional summary
Jeremy Elvin Vargas, who also goes by Jeremy Elvin Vargas, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2019. Jeremy has worked at 4 firms and has passed the Series 57TO, Series 7TO, SIE, Series 19 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Elvin Vargas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746September 26, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746July 6, 2021 - June 6, 2023
DRIVEWEALTH INSTITUTIONAL LLC
February 7, 2019 - June 24, 2021
GTS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 10/23/2021
Securities Trader ExamSeries 7TO
Date: 7/6/2021
General Securities Representative ExaminationSeries 19
Date: 1/31/2019
NYSE Floor Clerk - Equities ExaminationSeries 14A
Date: 11/4/2020
Compliance Official Specialist ExamFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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Company Information
ROBINHOOD FINANCIAL, LLC
CRD#: 165998Lake Mary, FL 32746TRUST BUT VERIFY
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