Lei Zhang

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CRD#: 6875983

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lei Zhang was a registered financial professional .

Lei is a previously registered financial professional and started their career in finance in 2018. Lei had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Changsha Jiutu Hancheng Information Technology Co., Ltd Investment-related: No Address of Business: Jinditianma, Liuyang, Hunan, China Nature of the business: provide a platform for local manufacturing factories to manage their daily data, and support their decision making in providing report. Position: General Manager Relationship with the business: Owner The start date of business: Oct 2015 number of hours devote to the business: 20 number of hours devote to the business during securities trading hours: 0 describe duties: act as the product manager to design the platform and general manger for overall management.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 3, 2019 - December 31, 2024

PALM SPRINGS ADVISORY LLC

RIA

CRD#: 289398

BEIJING,

Past

January 18, 2018 - September 20, 2019

BROAD INVESTMENT SECURITIES LLC

RIA

CRD#: 290775

BEIJING,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALM SPRINGS ADVISORY LLC

MAGIC MIND ADVISORS LLC | PALM SPRINGS ADVISORY LLC

CRD#: 289398 / SEC#: 801-112007

RIA

Registered Investment Advisory firm - (11/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2017

Uniform Investment Adviser Law Examination

Current Firm

PALM SPRINGS ADVISORY LLC

MAGIC MIND ADVISORS LLC | PALM SPRINGS ADVISORY LLC

CRD#: 289398 / SEC#: 801-112007

RIA

Registered Investment Advisory firm - (11/29/2017 Approved)

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Contact information

Main Address

Beijing

Mailing Address

Phone number

8613467529666

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALM SPRINGS ADVISORY FIRM BROCHURE PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 2,015,591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lei Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PALM SPRINGS ADVISORY LLC

BROAD INVESTMENT SECURITIES LLC

Primary Firm SEC Registration

PALM SPRINGS ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2017

Current Firm

PALM SPRINGS ADVISORY LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALM SPRINGS ADVISORY LLC

TRUST BUT VERIFY

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