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LZ

Lei Zhang

PALM SPRINGS ADVISORY LLC
Beijing,
Some features on this profile are disabled
CRD#: 6875983
LZ

Professional summary

Lei Zhang is a registered financial advisor currently at PALM SPRINGS ADVISORY LLC .

Lei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Lei has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lei Zhang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2025 - Present

PALM SPRINGS ADVISORY LLC

RIA
CRD#: 289398
Beijing,
Past

October 3, 2019 - December 31, 2024

PALM SPRINGS ADVISORY LLC

RIA
CRD#: 289398
BEIJING,
Past

January 18, 2018 - September 20, 2019

BROAD INVESTMENT SECURITIES LLC

RIA
CRD#: 290775
BEIJING,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PALM SPRINGS ADVISORY LLC
MAGIC MIND ADVISORS LLC | PALM SPRINGS ADVISORY LLC

CRD#: 289398 / SEC#: 801-112007

RIA
Registered Investment Advisory firm - (11/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(12/23/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/21/2017
Uniform Investment Adviser Law Examination

Current Firm

PS
PALM SPRINGS ADVISORY LLC
MAGIC MIND ADVISORS LLC | PALM SPRINGS ADVISORY LLC

CRD#: 289398 / SEC#: 801-112007

RIA
Registered Investment Advisory firm - (11/29/2017 Approved)
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Contact information

Main Address
Hong Kong
Mailing Address
Phone number
8613467529666
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2B FOR LEI ZHANG (12/23/2025)
PSA PART 2 (12/23/2025)

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 4,723,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALM SPRINGS ADVISORY LLC

CRD#: 289398Beijing

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