Claiborne S. Mccrery
Professional summary
Claiborne Scott Mccrery is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Denver, Colorado.
Claiborne is registered as a RR (Registered Representative) and started their career in finance in 2018. Claiborne has worked at 4 firms and has passed the Series 63, Series 79TO, Series 87, SIE, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Claiborne Scott Mccrery's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2022 - Present
FMI CAPITAL ADVISORS, INC.
Office #1: 44 Cook St Ste 900, Denver, CO 80206-5827August 30, 2021 - October 31, 2022
M&A SECURITIES GROUP, INC.
January 9, 2020 - June 21, 2021
COWEN AND COMPANY
June 19, 2018 - September 13, 2019
SEAPORT GLOBAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2022)
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(11/12/2022)
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(11/12/2022)
Exams
Series 79TO
Date: 9/25/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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