VM
Viviana A. Mattos
PERIGON WEALTH MANAGEMENT
Petaluma, CA 94952
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CRD#: 6875558
VM
Professional summary
Viviana Alexis Mattos, who also goes by VIviana Alexis Ramirez, Viviana Ramirez, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Petaluma, California.
Viviana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Viviana has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Viviana Alexis Ramirez | Viviana Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Mattos is dually-registered with Perigon Wealth Management, LLC ("Perigon") and Burleson & Company, LLC ("Burleson"). Ms. Mattos has served as an investment advisor representative for Perigon since 2/2023 and as an investment advisor representative for Burleson since 2/2017. Business is conducted from 201 1st Street, Suite 204, Petaluma, CA 94952.
CRS (Client Relationship Summary) - RIA
Click below to view Viviana Alexis Mattos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 201 1st Street Suite 204, Petaluma, CA 94952RIA
CRD#: 131037
Petaluma, CA
Past
December 15, 2017 - May 31, 2023
BURLESON & COMPANY, LLC
RIA
CRD#: 131803
Petaluma, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/19/2023)
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Petaluma, CA 94952TRUST BUT VERIFY
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