Susan Wipperman

OLD MISSION INVESTMENT COMPANY

TRAVERSE CITY, MI 49686

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CRD#: 6875113

Professional summary

Susan Wipperman, CFP®, who also goes by Susan Staffan, is a registered financial advisor currently at OLD MISSION INVESTMENT COMPANY, LLC located in Traverse City, Michigan.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Susan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Staffan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business: B May Bags (non investment related) Manufactures Women's Handbags Address: 1922 Harbor-Petoskey Road, Petoskey, MI 49770 Position : Board of Directors - Member 4/01/2017 to present I spend 4 hours/month in activities related to this position none of which are during securities trading hours. I attend one Board Meeting per month and in addition review the CEO and CFO reports. 2) MS. WIPPERMAN SERVES ON THE INVESTMENT COMMITTEE OF OLD MISSION TRUST COMPANY, SERVING AS A MEMBER OF THE COMMITTEE. SERVICES PROVIDED INCLUDE TRUST ADMINISTRATION, INVESTMENT MANAGEMENT, TAX MANAGEMENT AND OTHER RELATED FIDUCIARY SERVICES COMMENSURATE WITH HER PARTICIPATION IN OMT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Wipperman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 22, 2017 - Present

OLD MISSION INVESTMENT COMPANY, LLC

Office #1: 880 Munson Avenue Suite B, Traverse City, MI 49686

RIA

CRD#: 140381

TRAVERSE CITY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2017

Uniform Investment Adviser Law Examination

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

880 Munson Avenue Suite B, Traverse City, MI 49686

Mailing Address

Phone number

(231) 929-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 890,838,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan Wipperman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Wipperman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD MISSION INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

OLD MISSION INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2017

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD MISSION INVESTMENT COMPANY, LLC

TRUST BUT VERIFY

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