Andrew D. Nash
Professional summary
Andrew Daniel Nash was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Andrew had worked at 1 firm, which includes EL CAPITAN ADVISORS.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2023 - December 31, 2024
EL CAPITAN ADVISORS
September 4, 2019 - December 31, 2022
EL CAPITAN ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
EL CAPITAN ADVISORS
CRD#: 290340 / SEC#: 801-121377
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,038 |
| AUM (Assets Under Management) | $ 7,425,381,304 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/12/2023 | ||
| 05/09/2023 |
Red Flags
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