Julian R. Divett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Richard Adair Divett, who also goes by Julian Richard Divett, was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1969. Julian had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1986 - October 31, 1997
TRINITY TRADING COMPANY, LTD.
February 3, 1986 - September 16, 1986
INGHAM, BECKER & CO., INC.
April 6, 1981 - December 20, 1983
ARONSON, WOOLCOTT & CO. INC.
November 14, 1978 - May 3, 1981
E. F. HUTTON & COMPANY INC
January 20, 1978 - March 1, 1978
LOEB PARTNERS
January 17, 1978 - December 3, 1978
FINANCIAL SQUARE PARTNERS
May 5, 1977 - January 20, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
March 4, 1977 - May 5, 1977
SPENCER TRASK & CO. INCORPORATED
March 21, 1974 - February 27, 1977
HUGH JOHNSON & COMPANY INC.
January 6, 1972 - February 10, 1974
S D LUNT & CO
March 14, 1969 - May 28, 1971
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/12/1969
Registered Representative ExaminationCurrent Firm
TRINITY TRADING COMPANY, LTD.
CRD#: 18183 / SEC#: , 8-37138
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
