Stephen B. Chastain

STEVE CHASTAIN WEALTH MANAGEMENT LLC

Rogers, AR 72758

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CRD#: 6874275

Professional summary

Stephen B. Chastain is a registered financial advisor currently at STEVE CHASTAIN WEALTH MANAGEMENT LLC located in Rogers, Arkansas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chastain Financial, LLC; Investment-Related; 5305 W. Village Pkwy., Ste. 10, Rogers, Arkansas 72758; Financial/Insurance Services; Co-owner and Insurance Agent; Start Date 11/2009; Approx. 160 hours per month (40 hours per week) during securities trading hours; Sale of Insurance and Annuity Products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen B. Chastain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2022 - Present

STEVE CHASTAIN WEALTH MANAGEMENT LLC

Office #1: 5305 W Village Parkway Ste. 10, Rogers, AR 72758

RIA

CRD#: 290752

Rogers, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2017

Uniform Investment Adviser Law Examination

Current Firm

STEVE CHASTAIN WEALTH MANAGEMENT LLC

CHASTAIN WEALTH GROUP | STEVE CHASTAIN WEALTH MANAGEMENT LLC | STEVE CHASTAIN WEALTH MANAGEMENT , LLC | CHASTAIN WEALTH GROUP LLC

CRD#: 290752 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/24/2022 Approved)

Missouri

Registered Investment Advisory firm - (7/2/2019 Cancelled)

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Contact information

Main Address

5305 W Village Parkway Ste. 10, Rogers, AR 72758

Mailing Address

Phone number

(479) 845-1110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 4,972,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen B. Chastain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen B. Chastain's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEVE CHASTAIN WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2017

Current Firm

STEVE CHASTAIN WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEVE CHASTAIN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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