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Falating B. Nwagwu

LEADWOOD FINANCIAL SERVICES
Richmond, VA 23230
Some features on this profile are disabled
CRD#: 6874180
FN

Professional summary

Falating Baika Nwagwu, who also goes by Falating B Nwagwu, is a registered financial advisor currently at LEADWOOD FINANCIAL SERVICES, LLC located in Richmond, Virginia.

Falating is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Falating has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Falating B Nwagwu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Falating Nwagwu has been a Financial Analyst at ENTRE Institute in Richmond, VA since September 6, 2022. The role is not investment related. Approximately forty hours a week are spent on this other business activity. The nature of my role as Financial Analyst at ENTRE Institute is mostly forecasting and budgeting with occasional financial modeling. He manages the company's forecasting process, data, results and variance analysis every month. He manages also manage the budgeting process, data, results, and variance analysis every month. On an ad hoc basis, he creates and publish financial reports and models to guide executive leadership on company decisions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Falating Baika Nwagwu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2023 - Present

LEADWOOD FINANCIAL SERVICES, LLC

Office #1: 1806 Summit Ave Suite 300, Richmond, VA 23230
RIA
CRD#: 325115
Richmond, VA
Past

March 14, 2018 - February 8, 2023

IN TOUCH FINANCIAL SERVICES

RIA
CRD#: 153249
OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(7/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/14/2018
Uniform Investment Adviser Law Examination

Current Firm

LF
LEADWOOD FINANCIAL SERVICES, LLC
LEADWOOD FINANCIAL SERVICES | LEADWOOD FINANCIAL SERVICES, LLC

CRD#: 325115 / SEC#:

Virginia
Registered Investment Advisory firm - (7/25/2023 Approved)
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Contact information

Main Address
1806 Summit Ave Suite 300, Richmond, VA 23230
Mailing Address
Phone number
(804) 372-3002
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 522,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEADWOOD FINANCIAL SERVICES, LLC

CRD#: 325115Richmond, VA 23230

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