Mitchell P. Holtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Peter Holtz was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2018. Mitchell had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2019 - April 26, 2021
DSP SECURITIES, LLC
February 21, 2018 - May 14, 2019
SSG CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DSP SECURITIES, LLC
CRD#: 298048 / SEC#: , 8-70170
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANCEY STREET HOLDINGS LLC | SHAREHOLDER | |
| ATTANASIO, ELIZABETH MARIE | FINOP, PFO | 5325007 |
| DOLAN, PATRICK EDWARD | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR | |
| FILIP, WILLIAM JAY | MANAGING DIRECTOR | |
| SCHMUCKER, B ANDREW | MANAGING PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
