RL
Robert K. Lockyer
MOONDANCE INVESTMENT ADVISORS
Reading, PA
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CRD#: 6873747
RL
Professional summary
Robert Keith Lockyer is a registered financial advisor currently at MOONDANCE INVESTMENT ADVISORS, LLC located in Reading, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Robert has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Keith Lockyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2017 - Present
MOONDANCE INVESTMENT ADVISORS, LLC
RIA
CRD#: 166171
Reading, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/13/2017)
Exams
Current Firm
MI
MOONDANCE INVESTMENT ADVISORS, LLC
KODI ENTERPRISES, LLC | MOONDANCE INVESTMENT ADVISORS, LLC | MOON DANCE INVESTMENT ADVISORS | MOON DANCE
CRD#: 166171 / SEC#: 801-77375
RIA
Registered Investment Advisory firm - (6/6/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/29/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
247 N. Main Street, New Hope, PA 18938
Mailing Address
Phone number
(215) 862-2282
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 32,246,922 |
Red Flags
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