Marcus W. Berry

ADELL HARRIMAN & CARPENTER

Houston, TX 77056

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CRD#: 6873732

Professional summary

Marcus Wilson Berry, who also goes by Mark Berry, Marcus Berry, is a registered financial advisor currently at ADELL HARRIMAN & CARPENTER located in Houston, Texas.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Marcus has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Berry | Marcus Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARCUS W. BERRY, INC. 111 SIBELIUS LN HOUSTON, TX 77079 PRESIDENT 100% OWNER OF CORPORATION FOUNDED 11/2006 DEVOTED 1-2 HOURS PER MONTH NO HOURS DURING SECURITIES TRADING HOURS MUSIC EDUCATION AND MUSIC PERFORMANCE BUSINESS NON-INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Wilson Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2017 - Present

ADELL HARRIMAN & CARPENTER

Office #1: 2700 Post Oak Blvd, Ste 1200, Houston, TX 77056

RIA

CRD#: 107488

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADELL HARRIMAN & CARPENTER

ADELL HARRIMAN & CARPENTER | ADELL HARRIMAN & CARPENTER INC

CRD#: 107488 / SEC#: 801-50660

RIA

Registered Investment Advisory firm - (11/29/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2017

Uniform Investment Adviser Law Examination

Current Firm

ADELL HARRIMAN & CARPENTER

ADELL HARRIMAN & CARPENTER | ADELL HARRIMAN & CARPENTER INC

CRD#: 107488 / SEC#: 801-50660

RIA

Registered Investment Advisory firm - (11/29/1995 Approved)

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Contact information

Main Address

2700 Post Oak Blvd, Ste 1200, Houston, TX 77056

Mailing Address

Phone number

(713) 621-1155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADELL HARRIMAN ADV PART 2A - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,091
AUM (Assets Under Management)	$ 1,756,064,467

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/31/2025	Cover Page	Report
07/19/2024	Cover Page	Report
09/26/2023	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcus W. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Wilson Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADELL HARRIMAN & CARPENTER

Primary Firm SEC Registration

ADELL HARRIMAN & CARPENTER

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2017

Current Firm

ADELL HARRIMAN & CARPENTER

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ADELL HARRIMAN & CARPENTER

TRUST BUT VERIFY

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