Mi Kim
Professional summary
Mi Kim is a registered financial advisor currently at EAGLE STRATEGIES LLC located in River Vale, New Jersey and NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey.
Mi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Mi has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mi Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2022 - Present
EAGLE STRATEGIES LLC
Office #2: 250 Pehle Avenue 9th Floor Plaza - Suite 900, Saddle Brook, NJ 07663September 27, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2018)
(8/4/2022)
Exams
Series 7TO
Date: 12/3/2021
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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