Stephen S. Jackson

INTEGRATED WEALTH MANAGEMENT

Uniontown, OH 44685

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CRD#: 6873355

Professional summary

Stephen Stanton Jackson, who also goes by Stephen S Jackson, is a registered financial advisor currently at INTEGRATED WEALTH MANAGEMENT, INC. located in Uniontown, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen S Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Stanton Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2020 - Present

INTEGRATED WEALTH MANAGEMENT, INC.

Office #1: 1790 Town Park Blvd. Suite K, Uniontown, OH 44685

RIA

CRD#: 141092

Uniontown, OH

Past

December 21, 2017 - March 20, 2018

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED WEALTH MANAGEMENT, INC.

CRD#: 141092 / SEC#: 801-128851

RIA

Registered Investment Advisory firm - (10/11/2023 Approved)

Ohio

Registered Investment Advisory firm - (4/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2017

General Securities Representative Examination

Current Firm

INTEGRATED WEALTH MANAGEMENT, INC.

CRD#: 141092 / SEC#: 801-128851

RIA

Registered Investment Advisory firm - (10/11/2023 Approved)

Ohio

Registered Investment Advisory firm - (4/1/2024 Terminated)

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Contact information

Main Address

1790 Town Park Blvd. Suite K, Uniontown, OH 44685

Mailing Address

Phone number

(330) 896-1644

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED WEALTH MANAGEMENT (CRD 141092) ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,075
AUM (Assets Under Management)	$ 189,464,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen S. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Stanton Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH MANAGEMENT, INC.

EDWARD JONES

Primary Firm SEC Registration

INTEGRATED WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2019

SIE

Date: 3/20/2018

Series 7

Date: 12/21/2017

Current Firm

INTEGRATED WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED WEALTH MANAGEMENT, INC.

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