Deirdre A. Derosa

ROUNDANGLE ADVISORS LLC

Red Bank, NJ 07701

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CRD#: 6873139

Professional summary

Deirdre Ann Derosa, CFP®, who also goes by Deirdre A Derosa, Deirdre Derosa, is a registered financial advisor currently at ROUNDANGLE ADVISORS LLC located in Red Bank, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Red Bank, New Jersey.

Deirdre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Deirdre has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deirdre A Derosa | Deirdre Derosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RoundAngle Advisors LLC. Investment Related. At Registered Location. RIA. Certified Financial Planner.02/03/2020. 160 Hours/month. 160 hours during trading. Financial Planning. trading, model portfolios.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deirdre Ann Derosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 3, 2020 - Present

ROUNDANGLE ADVISORS LLC

Office #1: 1 Harding Road Suite 206, Red Bank, NJ 07701

RIA

CRD#: 282178

Red Bank, NJ

Current

February 27, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1 Harding Road Suite 206, Red Bank, NJ 07701

CRD#: 35747

Red Bank, NJ

Past

April 4, 2018 - January 21, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MANASQUAN, NJ

Past

January 23, 2018 - January 21, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MANASQUAN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROUNDANGLE ADVISORS LLC

CRD#: 282178 / SEC#: 801-107449

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/27/2020)

IAR

New Jersey
(3/3/2020)

IAR

New York
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ROUNDANGLE ADVISORS LLC

CRD#: 282178 / SEC#: 801-107449

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

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Contact information

Main Address

1 Harding Road Suite 206, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 889-3774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APP 1 - WRAP BROCHURE (8/4/2025)

ADV PART 2A - FIRM BROCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	387
AUM (Assets Under Management)	$ 176,507,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deirdre A. Derosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deirdre Ann Derosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROUNDANGLE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2018

SIE

Date: 10/1/2018

Series 7

Date: 1/23/2018

FINRA

Current Firm

ROUNDANGLE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROUNDANGLE ADVISORS LLC

TRUST BUT VERIFY

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