Alexander Wimmer

DENVER WEALTH MANAGEMENT

DENVER, CO 80237

Some features on this profile are disabled

CRD#: 6873126

Professional summary

Alexander Wimmer, who also goes by Alex Wimmer, Alexander Johann Sebastian Wimmer, is a registered financial advisor currently at DENVER WEALTH MANAGEMENT, INC. located in Denver, Colorado and LPL FINANCIAL LLC located in Denver, Colorado.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Wimmer | Alexander Johann Sebastian Wimmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Wimmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2024 - Present

DENVER WEALTH MANAGEMENT, INC.

Office #1: 4582 S Ulster St. Suite 1300, Denver, CO 80237

RIA

CRD#: 284868

DENVER, CO

Current

March 22, 2019 - Present

LPL FINANCIAL LLC

Office #1: 4582 S Ulster St Ste 1300, Denver, CO 80237

RIA

CRD#: 6413

DENVER, CO

Past

March 22, 2019 - December 9, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

March 29, 2018 - March 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

January 3, 2018 - March 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENVER WEALTH MANAGEMENT, INC.

DENVER WEALTH MANAGEMENT INC. | SUMMIT WEALTH ADVISORS | PROVIDENCE CAPITAL PARTNERS INC. | PROVIDENCE CAPITAL PARTNERS | DENVER WEALTH MANAGEMENT, INC.

CRD#: 284868 / SEC#: 801-114166

RIA

Registered Investment Advisory firm - (10/19/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (10/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/22/2019)

Colorado
(12/9/2024)

IAR

Colorado
(12/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DENVER WEALTH MANAGEMENT, INC.

DENVER WEALTH MANAGEMENT INC. | SUMMIT WEALTH ADVISORS | PROVIDENCE CAPITAL PARTNERS INC. | PROVIDENCE CAPITAL PARTNERS | DENVER WEALTH MANAGEMENT, INC.

CRD#: 284868 / SEC#: 801-114166

RIA

Registered Investment Advisory firm - (10/19/2018 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2018 Terminated)

Colorado

Registered Investment Advisory firm - (10/26/2018 Terminated)

New Mexico

Registered Investment Advisory firm - (10/23/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4582 S Ulster St. Suite 1300, Denver, CO 80237

Mailing Address

Phone number

(303) 261-8015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DENVER WEALTH MANAGEMENT DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (10/21/2025)

Regulatory assets under management

Total Number of Accounts	2,213
AUM (Assets Under Management)	$ 435,735,676

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alexander Wimmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Wimmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DENVER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2018

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2018

FINRA

Current Firm

DENVER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENVER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors