George E. Ditzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Edward Ditzler was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1972. George had worked at 7 firms and has passed the Series 65, Series 66, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2009 - August 31, 2011
MSI FINANCIAL SERVICES, INC.
December 11, 2009 - June 18, 2012
MSI FINANCIAL SERVICES, INC.
October 27, 2006 - November 10, 2009
MSI FINANCIAL SERVICES, INC.
October 25, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 25, 2006 - November 10, 2009
MSI FINANCIAL SERVICES, INC.
May 31, 2006 - January 29, 2007
JEANCO FINANCIAL,INC.
January 5, 2006 - October 6, 2006
OSAIC WEALTH, INC.
June 8, 1988 - January 4, 2006
WALNUT STREET SECURITIES, INC.
October 20, 1980 - June 15, 1988
EQUITABLE ADVISORS, LLC
December 5, 1972 - June 9, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/30/1972
Registered Representative ExaminationCurrent Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
