Vincent L. Chiusano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Louis Chiusano was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2018. Vincent had worked at 1 firm and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - April 19, 2018
COGNITIVE CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
COGNITIVE CAPITAL, LLC
CRD#: 131272 / SEC#: , 8-66442
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTHUR S. MARGULIS LIVING TRUST DATED 2/24/1998 | MANAGING MEMBER | |
| MARK AND BETSY CARROLL FAMILY REVOCABLE TRUST | MEMBER | |
| THE M & C BUCKLEY FAMILY REVOCABLE TRUST DATED 10/13/2020 | MEMBER | |
| BUCKLEY, MATTHEW EDWARD | TRADING MANAGER, TRUSTEE | 5130690 |
| CARROLL, MARK WILLIAM | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, TRUSTEE | 5077727 |
| MARGULIS, ARTHUR SIDNEY JR | MANAGING PRINCIPAL, TRUSTEE | 2132364 |
| RIDGES, DAVID BRIAN | CHIEF TECHNOLOGY OFFICER, TRUSTEE | 4662004 |
| THE RIDGES FAMILY 2024 DECLARATION OF TRUST DATED MARCH 1, 2024 | MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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