David R. Finn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Redgate Finn, who also goes by David Redgaie Finn, David Redgate Finn, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2018. David had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2018 - February 3, 2023
DEEPBRIAR CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
DEEPBRIAR CAPITAL MANAGEMENT LLC
CRD#: 288608 / SEC#: 801-112057
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,983,583 |
Red Flags
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