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JB

John David Briggs

CRD# 6872606·Registered 2017 - 2025
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John David Briggs was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2017 - 2025. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

OLDE WEALTH MANAGEMENT, LLC·CRD# 308991
RIA
Sandy, UT
August 18, 2020 - September 9, 2025
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Draper, UT
February 16, 2018 - August 11, 2020
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Draper, UT
February 14, 2018 - November 25, 2019
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Sandy, UT
January 3, 2018 - July 9, 2018
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Sandy, UT
December 6, 2017 - February 15, 2018

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Current Firm

OW
OLDE WEALTH MANAGEMENT, LLC

FINANCIAL NETWORK WEALTH MANAGEMENT LLC | OLDE WEALTH MANAGEMENT, LLC | OLDE WEALTH MANAGEMENT

CRD#: 308991 / SEC#: 801-119044
RIA
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Contact Information

Main Address

Sammamish, WA

Mailing Address

Po Box 3487, Redmond, WA 98073

Phone Number

(425) 495-7484

# of Employees

3

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (2/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

774

AUM (Assets Under Management)

$376,861,627

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CONSERVATIVE TAX INC. DBA INCITE TAX INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES START DATE: 2007 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING, TAX PREPARATION, BOOK KEEPING, BUSINESS CASH FLOW REVIEWS 2. NAME OF OTHER BUSINESS: EDMOND PLLC INVESTMENT RELATED: NO ADDRESS: 1618 CHERRY CREEK LANE, DRAPER, UT 84020 NATURE OF BUSINESS: PROVIDES AUDIT SERVICES START DATE: 2015 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: THE BUSINESS PROVIDES AUDIT SERVICES WHICH THE OTHER 50% PROVIDES. I AM A PASSIVE INVESTOR IN THE BUSINESS. 3. NAME OF OTHER BUSINESS: MOVE METHOD LLC INVESTMENT RELATED: NO ADDRESS: 7607 SOUTH MAIN STREET, MIDVALE, UT 84047 NATURE OF BUSINESS: PROVIDES SHIPPING SOLUTIONS TO BUSINESSES START DATE: 2010 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: I PREPARE THEIR TAX RETURNS AND 1099S EACH YEAR 4. NAME OF OTHER BUSINESS: 9436 HOLDINGS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL BUILDING START DATE: 2016 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: I PREPARE THE BOOK KEEPING AND PAY THE BILLS 5. NAME OF OTHER BUSINESS: TRUST FOR MOTHER INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EXECUTOR FOR MOTHER'S TRUST START DATE: 2005 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: I'M THE EXECUTOR WHEN SHE DIES 6. NAME OF OTHER BUSINESS: PLETHORAGE LLC INVESTMENT RELATED: NO ADDRESS: 1618 CHERRY CREEK LANE, DRAPER, UT 84020 NATURE OF BUSINESS: IT'S A HOLDING COMPANY IN CASE MY WIFE AND I EVER BUY ANOTHER RENTAL PROPERTY. IT ALSO RECEIVES PASSIVE COMMISSIONS FROM REFERRING CLIENTS TO A SHIPPING SERVICE. START DATE: 2008 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: 50% OWNER. THIS BUSINESS CURRENTLY DOES NOTHING. IF I EVER BUY ANOTHER RENTAL PROPERTY I WILL INFORM YOU OF SUCH ACTIVITY. IT COLLECTS COMMISSION CHECKS FROM PREVIOUS REFERRALS TO A SHIPPING SERVICE. 7. NAME OF OTHER BUSINESS: 9557 S 700 E 20 LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 03/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: RENT OUT UNITS AND COLLECT RENT ;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2017About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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