JB
John D. Briggs
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CRD#: 6872606
JB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Briggs was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CONSERVATIVE TAX INC. DBA INCITE TAX
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES
START DATE: 2007
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING, TAX PREPARATION, BOOK KEEPING, BUSINESS CASH FLOW REVIEWS
2. NAME OF OTHER BUSINESS: EDMOND PLLC
INVESTMENT RELATED: NO
ADDRESS: 1618 CHERRY CREEK LANE, DRAPER, UT 84020
NATURE OF BUSINESS: PROVIDES AUDIT SERVICES
START DATE: 2015
APX NUMBER OF HOURS PER WEEK: MINIMAL
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: THE BUSINESS PROVIDES AUDIT SERVICES WHICH THE OTHER 50% PROVIDES. I AM A PASSIVE INVESTOR IN THE BUSINESS.
3. NAME OF OTHER BUSINESS: MOVE METHOD LLC
INVESTMENT RELATED: NO
ADDRESS: 7607 SOUTH MAIN STREET, MIDVALE, UT 84047
NATURE OF BUSINESS: PROVIDES SHIPPING SOLUTIONS TO BUSINESSES
START DATE: 2010
APX NUMBER OF HOURS PER WEEK: MINIMAL
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: I PREPARE THEIR TAX RETURNS AND 1099S EACH YEAR
4. NAME OF OTHER BUSINESS: 9436 HOLDINGS
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: COMMERCIAL BUILDING
START DATE: 2016
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: I PREPARE THE BOOK KEEPING AND PAY THE BILLS
5. NAME OF OTHER BUSINESS: TRUST FOR MOTHER
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: EXECUTOR FOR MOTHER'S TRUST
START DATE: 2005
APX NUMBER OF HOURS PER WEEK: MINIMAL
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: I'M THE EXECUTOR WHEN SHE DIES
6. NAME OF OTHER BUSINESS: PLETHORAGE LLC
INVESTMENT RELATED: NO
ADDRESS: 1618 CHERRY CREEK LANE, DRAPER, UT 84020
NATURE OF BUSINESS: IT'S A HOLDING COMPANY IN CASE MY WIFE AND I EVER BUY ANOTHER RENTAL PROPERTY. IT ALSO RECEIVES PASSIVE COMMISSIONS
FROM REFERRING CLIENTS TO A SHIPPING SERVICE.
START DATE: 2008
APX NUMBER OF HOURS PER WEEK: MINIMAL
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: 50% OWNER. THIS BUSINESS CURRENTLY DOES NOTHING. IF I EVER BUY ANOTHER RENTAL PROPERTY I WILL INFORM YOU OF SUCH
ACTIVITY. IT COLLECTS COMMISSION CHECKS FROM PREVIOUS REFERRALS TO A SHIPPING SERVICE.
7. NAME OF OTHER BUSINESS: 9557 S 700 E 20 LLC
INVESTMENT RELATED: NO
ADDRESS: SAME AS RESIDENTIAL LOCATION ;
NATURE OF BUSINESS: RENTAL PROPERTY
START DATE: 03/2019 ;
POSITION/TITLE/RELATIONSHIP: OWNER ;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ;
BRIEF DESCRIPTION OF DUTIES: RENT OUT UNITS AND COLLECT RENT ;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 18, 2020 - September 9, 2025
OLDE WEALTH MANAGEMENT, LLC
RIA
CRD#: 308991
Sandy, UT
Past
February 16, 2018 - August 11, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DRAPER, UT
Past
February 14, 2018 - November 25, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DRAPER, UT
Past
January 3, 2018 - July 9, 2018
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SANDY, UT
Past
December 6, 2017 - February 15, 2018
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OLDE WEALTH MANAGEMENT, LLC
FINANCIAL NETWORK WEALTH MANAGEMENT LLC | OLDE WEALTH MANAGEMENT, LLC | OLDE WEALTH MANAGEMENT
CRD#: 308991 / SEC#: 801-119044
RIA
Registered Investment Advisory firm - (7/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OW
OLDE WEALTH MANAGEMENT, LLC
FINANCIAL NETWORK WEALTH MANAGEMENT LLC | OLDE WEALTH MANAGEMENT, LLC | OLDE WEALTH MANAGEMENT
CRD#: 308991 / SEC#: 801-119044
RIA
Registered Investment Advisory firm - (7/15/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Sammamish, WA
Mailing Address
Po Box 3487, Redmond, WA 98073
Phone number
(425) 495-7484
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 739 |
| AUM (Assets Under Management) | $ 331,460,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
