KF
Kimberley M. Foisie
FIRST COMMAND ADVISORY SERVICES
Enterprise, AL 36330
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CRD#: 6872514
KF
Professional summary
Kimberley Michele Foisie, who also goes by Kimberley Foisie Miller, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Enterprise, Alabama and FIRST COMMAND BROKERAGE SERVICES, INC. located in Enterprise, Alabama.
Kimberley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kimberley has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberley Foisie Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name: Instacart Investment-related: No Address: 50 Beale Street, Ste. 600 San Francisco, CA 94105 Nature of the other business: Other OBA Your position: Shopper Start date: 12/14/21 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: Personal grocery shopping and/or delivery for customers (2)Name: NAF - Mother Ruckers Investment-related: No Address: 319 5Th Ave Fort Rucker, AL 36312 Nature of the other business: Employment Your position: Bartender Start date: 02/15/21 The approximate number of hours/month you devote to the other business: 11 - 20 During securities trading hours: None Description of duties: Helping customers choose menu items and guiding them through drink options. Mixing alcoholic and non-alcoholic beverages (3)Name: Rodan and Fields Investment-related: No Address: 60 Spear Street, San Francisco, CA 94105 Nature of the other business: Multi-Level Marketing Your position: Consultant Start date: 06/20/16 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: Helping customers purchase skin care product
CRS (Client Relationship Summary) - RIA
Click below to view Kimberley Michele Foisie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2021 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 116 S Main St, Enterprise, AL 36330RIA
CRD#: 281958
Enterprise, AL
Current
July 30, 2021 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 116 S. Main St., Enterprise, AL 36330BD
CRD#: 3641
Enterprise, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2021)
IAR
Alabama(9/23/2021)
RR
California(5/22/2025)
RR
Colorado(1/24/2025)
RR
Florida(5/10/2024)
RR
Georgia(1/24/2025)
RR
Hawaii(7/25/2025)
RR
Missouri(1/24/2024)
RR
North Carolina(1/24/2025)
RR
Texas(1/24/2025)
IAR
Texas(1/24/2025)
RR
Virginia(1/24/2025)
RR
Washington(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Enterprise, AL 36330TRUST BUT VERIFY
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