Tory V. Parke

THREE SEASONS WEALTH

Salt Lake City, UT 84111

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CRD#: 6872022

Professional summary

Tory Vaughn Parke, who also goes by Tory Parke, is a registered financial advisor currently at THREE SEASONS WEALTH located in Salt Lake City, Utah.

Tory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tory Parke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dutch Builders; General Contractor/Construction; 590 N Kays Drive, Kaysville, UT; Passive Owner/Member; Not investment-related; 2 hrs/mo, 0 during business hrs; 07/2023-Present. 2) Vault Accounting; Accounting and Bookkeeping practice; 111 E Broadway, Salt Lake City, UT 84111; Passive Owner/Member; Not investment-related; 2 hrs/mo, 0 during business hrs; 08/2023-Present. 3) Three Seasons Wealth; Registered investment adviser; 111 E Broadway, Ste 1250, Salt Lake City, UT 84111; Owner/Investment Adviser Representative; Investment-related; 160 hrs/mo; 05/2023-Present.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tory Vaughn Parke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2023 - Present

THREE SEASONS WEALTH

Office #1: 111 East Broadway Ste 1250, Salt Lake City, UT 84111

RIA

CRD#: 326517

Salt Lake City, UT

Past

September 22, 2023 - April 18, 2024

MHL INVESTMENTS

CRD#: 2535

Salt Lake City, UT

Past

April 2, 2018 - July 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

March 10, 2018 - July 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/3/2025)

IAR

Texas
(4/30/2025)

IAR

Utah
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2018

General Securities Representative Examination

Current Firm

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

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Contact information

Main Address

111 East Broadway Ste 1250, Salt Lake City, UT 84111

Mailing Address

Phone number

(801) 662-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREE SEASONS WEALTH FORM ADV PART 2A (8/5/2025)

THREE SEASONS WEALTH FORM ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	770
AUM (Assets Under Management)	$ 361,708,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tory V. Parke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tory Vaughn Parke's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREE SEASONS WEALTH

MHL INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

THREE SEASONS WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2018

Current Firm

THREE SEASONS WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREE SEASONS WEALTH

TRUST BUT VERIFY

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