CW
Christian A. Williams
DRIVEN INVESTMENTS LLC
Chubbuck, ID
Some features on this profile are disabled
CRD#: 6871979
CW
Professional summary
Christian Alexander Williams is a registered financial advisor currently at DRIVEN INVESTMENTS LLC located in Chubbuck, Idaho.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christian has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc
2. I am an Independent life insurance agent at Crump. I receive commission from life cases with customers.
Christian Williams MWF LLC/ 0219-Present / INVESTMENT RELATED: No /1145 s 800 E suite 145 Orem, UT 84097/ Owner/ This company will receive the commissions for life insurance sales / hrs work monthly: 1 / Sec trading hrs: 0 / I do nothing with this company other than file my taxes through it.
CRS (Client Relationship Summary) - RIA
Click below to view Christian Alexander Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2020 - Present
DRIVEN INVESTMENTS LLC
RIA
CRD#: 310095
Chubbuck, ID
Past
February 9, 2018 - November 30, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
OREM, UT
Past
October 30, 2017 - November 30, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DRIVEN INVESTMENTS LLC
DRIVEN INVESTMENTS LLC
CRD#: 310095 / SEC#: 801-123246
RIA
Registered Investment Advisory firm - (3/23/2022 Approved)California
Registered Investment Advisory firm - (5/12/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Idaho
Registered Investment Advisory firm - (4/21/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)Texas
Registered Investment Advisory firm - (4/12/2022 Terminated)Utah
Registered Investment Advisory firm - (4/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DI
DRIVEN INVESTMENTS LLC
DRIVEN INVESTMENTS LLC
CRD#: 310095 / SEC#: 801-123246
RIA
Registered Investment Advisory firm - (3/23/2022 Approved)California
Registered Investment Advisory firm - (5/12/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Idaho
Registered Investment Advisory firm - (4/21/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)Texas
Registered Investment Advisory firm - (4/12/2022 Terminated)Utah
Registered Investment Advisory firm - (4/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Lehi, UT
Mailing Address
Phone number
(844) 932-3272
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,152 |
| AUM (Assets Under Management) | $ 168,621,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
