Benjamin D. Rones

R & R FINANCIAL

Temecula, CA

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CRD#: 6871607

Professional summary

Benjamin Daniel Rones, who also goes by Ben Rones, Benjamin Rones, is a registered financial advisor currently at R & R FINANCIAL located in Temecula, California.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Rones | Benjamin Rones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Benjamin Daniel Rones plays guitar in a local cover band. He does receive compensation at local bars/wineries, but it's a side hobby that pays very little. He does not spend any time during trading hours towards this hobby. Benjamin Daniel Rones consults other financial advisors on the operations (placing trades, managing their systems etc.) of their business. He does this as an independent contractor and is not an employee of these firms. He spends approximately 4-8 hours a month during securities trading hours consulting other advisors. Benjamin Daniel Rones is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. JP Richardson Financial Services, Inc. always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of JP Richardson Financial Services, Inc. in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Daniel Rones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2024 - Present

R & R FINANCIAL

RIA

CRD#: 330772

Temecula, CA

Past

March 4, 2020 - September 9, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MONTVALE, NJ

Past

March 2, 2020 - September 9, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MONTVALE, NJ

Past

December 7, 2017 - February 24, 2020

NEPSIS, INC.

RIA

CRD#: 141203

Murrieta, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/3/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/27/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/2/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/18/2020

Securities Industry Essentials Examination

Current Firm

R & R FINANCIAL

JP RICHARDSON FINANCIAL SERVICES, INC. | R & R FINANCIAL | JPR FINANCIAL

CRD#: 330772 / SEC#:

California

Registered Investment Advisory firm - (4/23/2024 Approved)

Texas

Registered Investment Advisory firm - (8/14/2024 Conditional Restricted)

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Contact information

Main Address

Temecula, CA

Mailing Address

Po Box 890573, Temecula, CA 92589

Phone number

(951) 553-5262

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 18,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin D. Rones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Daniel Rones's CRS (Customer Relationship Summary).

Certified licenses

Experience

R & R FINANCIAL

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

NEPSIS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2020

Series 65

Date: 9/27/2017

Series 7TO

Date: 3/2/2020

SIE

Date: 2/18/2020

Current Firm

R & R FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

R & R FINANCIAL

TRUST BUT VERIFY

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