Benjamin D. Rones
Professional summary
Benjamin Daniel Rones, who also goes by Ben Rones, Benjamin Rones, is a registered financial advisor currently at R & R FINANCIAL located in Temecula, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Daniel Rones's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2024 - Present
R & R FINANCIAL
March 4, 2020 - September 9, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
March 2, 2020 - September 9, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
December 7, 2017 - February 24, 2020
NEPSIS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2024)
Exams
Series 7TO
Date: 3/2/2020
General Securities Representative ExaminationCurrent Firm
R & R FINANCIAL
CRD#: 330772 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 21,501,633 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
