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Michael Alfred Hullings

CRD# 6871198·Registered 2017 - 2021
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Alfred Hullings, who also goes by Michael Aldred Hullings, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2017 - 2021. Michael had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Aldred Hullings

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

SPOUTING ROCK CAPITAL ADVISORS, LLC·CRD# 143180
BD
Bryn Mawr, PA
November 13, 2017 - December 23, 2021

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Current Firm

SR
SPOUTING ROCK CAPITAL ADVISORS, LLC

SPOUTING ROCK CAPITAL ADVISORS, LLC

CRD#: 143180 / SEC#: 8-67539
BD
Terminated by SEC on 02/21/2022

Contact Information

Established

Delaware since 10/17/2006

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
PAGE, BLAKELY CHAPMANMANAGING MEMBER, PRESIDENT, PRINCIPAL, CCO2922955
SPOUTING ROCK FINANCIAL PARTNERS, LLCMEMBER—
KINZER, CAROL ANNFINANCIAL AND OPERATIONS PRINCIPAL4519471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Nov 2017About the Series 82 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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