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LJ

Lissette N. Jurado Celis

Some features on this profile are disabled
CRD#: 6871014
LJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lissette Natalia Jurado Celis was a registered financial professional .

Lissette is a previously registered financial professional and started their career in finance in 2018. Lissette had worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 6, 2018 - December 17, 2019

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2018
General Securities Representative Examination

Current Firm

CC
CREDICORP CAPITAL SECURITIES, INC.
CREDICORP CAPITAL SECURITIES, INC. | CREDICORP SECURITIES, INC.

CRD#: 122199 / SEC#: , 8-65470

BD
Terminated by SEC on 04/02/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 09/28/2001
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CREDICORP CAPITAL LTD.OWNER
DIEGUEZ, MARLO ECHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE5644954
FLIT, MICHEL ALEXDIRECTOR6269048
PEREZ, MARIA ELENADEPUTY GENERAL MANAGER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FINOP4569098

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREDICORP CAPITAL SECURITIES, INC.

CRD#: 122199

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