Lizeth A. Espiritu Ruiz Conejo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lizeth Alejandra Espiritu Ruiz Conejo, who also goes by Lizeth Alejandra Espiritu, Lizeth Espiritu Ruiz, was a registered financial professional .
Lizeth is a previously registered financial professional and started their career in finance in 2018. Lizeth had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - September 10, 2021
CREDICORP CAPITAL LLC
March 6, 2018 - February 1, 2021
CREDICORP CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDICORP CAPITAL LLC
CRD#: 136791 / SEC#: , 8-67048
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
