Stephen N. Hemedes
Professional summary
Stephen Nathaniel Hemedes is a registered financial professional currently at T.R. WINSTON & COMPANY, LLC located in Pasadena, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2019. Stephen has worked at 1 firm and has passed the Series 66, Series 82TO, Series 52TO, Series 57TO, Series 79TO, Series 7TO, SIE, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Nathaniel Hemedes's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2019 - Present
T.R. WINSTON & COMPANY, LLC
Office #1: 45 S. Arroyo Pkwy, Pasadena, CA 91105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2021)
(2/3/2021)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 11/23/2021
Municipal Securities Representative ExaminationSeries 57TO
Date: 4/26/2021
Securities Trader ExamSeries 79TO
Date: 3/13/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/20/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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