Michael Phillips
Professional summary
Michael Phillips is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the SIE, Series 6TO and Series 99TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2025 - Present
WISDOMTREE SECURITIES, INC.
Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119July 6, 2020 - March 31, 2021
NEST INVESTMENTS BD LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 5/12/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 7/6/2020
Operations Professional ExaminationFINRA
Current Firm
WISDOMTREE SECURITIES, INC.
CRD#: 317624 / SEC#: , 8-70847
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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