AT
Alyssa L. Thompson
PARK CAPITAL MANAGEMENT
Madison, WI 53713
Some features on this profile are disabled
CRD#: 6870222
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Professional summary
Alyssa L Thompson is a registered financial advisor currently at PARK CAPITAL MANAGEMENT, LLC located in Madison, Wisconsin.
Alyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alyssa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Notary Services Providing Notary services to clients of the firm since 07/2022 Licensed Insurance Agent; Investment Related: Yes; 1601 Greenway Cross Suite 201 Madison WI 53713 USA; Description of the business: Ms. Thompson is a licensed insurance agent and may recommend insurance products offered by various insurance carriers. Please be advised that there is a potential conflict of interest in that there is an economic incentive to recommend insurance carriers and other investment products offered through such insurance carriers. Please also be advised that Ms. Thompson strives to put her clients' interests first and foremost, and clients are not obligated to purchase insurance products through Park Capital Management.; Start date with business: 2017-11-15; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Alyssa Thompson is a Treasurer at American Association of University Women; Investment related: No; Start date: 2024-05-07; Location: 209 Merchants Ave. Fort Atkinson WI 53538; Description: The American Association of University Women is a 501(c)(3) Non-Profit Organization which advocates and supports the equality of women's rights and strives to make the world a more equitable place for future generations; Responsibilities: As the Treasurer of the Fort Atkinson AAUW branch, I will be overseeing the financial health of the organization. I will be working closely with the Board to create and track the annual budget, review fund requests, oversee the scholarship funds, and coordinate the committee funding; 0 Hours per month during trading hours; 3 Hours per month outside trading hours; 0% of total yearly compensation from the business; Website address for the organization: https://www.aauw.org.
CRS (Client Relationship Summary) - RIA
Click below to view Alyssa L Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2018 - Present
PARK CAPITAL MANAGEMENT, LLC
Office #1: 1601 Greenway Cross Suite 201, Madison, WI 53713RIA
CRD#: 158965
Madison, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PARK CAPITAL MANAGEMENT, LLC
BAUCH WEALTH MANAGEMENT, LLC | PARK CAPITAL MANAGEMENT, LLC | HAUSMANN-JOHNSON BAUCH FINANCIAL, LLC
CRD#: 158965 / SEC#: 801-115013
RIA
Registered Investment Advisory firm - (5/8/2019 Approved)Ohio
Registered Investment Advisory firm - (5/10/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (5/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/7/2018)
Current Firm
PC
PARK CAPITAL MANAGEMENT, LLC
BAUCH WEALTH MANAGEMENT, LLC | PARK CAPITAL MANAGEMENT, LLC | HAUSMANN-JOHNSON BAUCH FINANCIAL, LLC
CRD#: 158965 / SEC#: 801-115013
RIA
Registered Investment Advisory firm - (5/8/2019 Approved)Ohio
Registered Investment Advisory firm - (5/10/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (5/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1601 Greenway Cross Suite 201, Madison, WI 53713
Mailing Address
Phone number
(608) 440-8608
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,338 |
| AUM (Assets Under Management) | $ 732,763,918 |
Red Flags
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