Joseph K. Vander Linde
EAGLE STRATEGIES LLC
TIMNATH, CO
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CRD#: 6869929
Professional summary
Joseph Kenyon Vander Linde, CFP®, who also goes by Joseph K Williams, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Timnath, Colorado and NYLIFE SECURITIES LLC located in Timnath, Colorado.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph K Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Off the Hook Arts; Provide free & low-cost music performance education for students in our community while cultivating a love of the performing arts through public concerts ft. world-class musicians & interdisciplinary collaborations among arts, sciences, & humanities.; 1001-A E Harmony Road #260 Fort Collins, CO 80525; Start Date 04/2020; Role/Title: Board Member; Not Investment Related; 8 hours per month; 2 hours per month during securities trading hours; Board Member - Vice Prsident of Off the Hook Arts which is a 501(c)3 non-profit music education program in Fort Collins, CO. (EID: 45-5161400). Vice President is assist executive director Jephta Bernstein in discovery and implementation of various music programs from academies serving elementary-college age students, as well as bi-annual music festivals known in the area as Summer and Winter Fest. In addition to program discovery, promoting awareness of the non-profit to support children's musical education in northern Colorado] [Toastmasters International; District Finance Manager. Manage district budget with reports, reconciling audits with respective club and district treasurers.Mid and Year-end audits.; 9127 S. Jamaica Street, Suite 400, Englewood, CO 80112; Start Date 07/2021; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF NOBLE CAPITAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FORT COLLINS, CO; START DATE: 03/2021] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 3003 East Harmony Road Suite 110, Fort Collins CO 80528; Start Date 03/2021; Role/Title: Owner; Investment Related; 60 hours per month; 32.5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Kenyon Vander Linde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 15, 2021 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
TIMNATH, CO
Current
December 1, 2017 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
TIMNATH, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/12/2022)
RR
Colorado(12/5/2017)
IAR
Colorado(1/15/2021)
RR
Florida(1/19/2018)
RR
Georgia(9/10/2024)
RR
Illinois(6/8/2021)
RR
Oregon(6/22/2023)
RR
South Carolina(4/4/2024)
RR
Texas(8/5/2021)
IAR
Texas(8/9/2021)
RR
Utah(1/6/2022)
RR
Wisconsin(10/5/2023)
RR
Wyoming(8/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
