Leonardo G. Castro
Professional summary
Leonardo Garces Castro, who also goes by Leo Castro, is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.
Leonardo is registered as a RR (Registered Representative) and started their career in finance in 2018. Leonardo has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonardo Garces Castro's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2018 - Present
THE TIDAL GROUP, INC.
Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2018)
(6/5/2018)
(4/12/2018)
(4/12/2018)
(6/5/2018)
(6/5/2018)
(8/25/2023)
(6/5/2018)
(6/10/2025)
(5/28/2024)
(1/4/2021)
(6/5/2018)
(7/20/2018)
(5/23/2025)
(10/8/2025)
(6/5/2018)
(7/20/2018)
(2/4/2020)
(10/7/2020)
Exams
FINRA
Current Firm
THE TIDAL GROUP, INC.
CRD#: 39782 / SEC#: , 8-48809
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
