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MM

Michelle M. Morris

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CRD#: 6869799
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michelle Marie Morris, who also goes by Michelle Marie Seiler, was a registered financial professional .

Michelle is a previously registered financial professional and started their career in finance in 2018. Michelle had worked at 2 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michelle Marie Seiler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 31, 2021 - May 20, 2022

IVY DISTRIBUTORS, INC.

BD
CRD#: 16496
OVERLAND PARK, KS
Past

January 31, 2018 - April 28, 2021

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam

Current Firm


ID
IVY DISTRIBUTORS, INC.
IVY DISTRIBUTORS, INC. | MACKENZIE INVESTMENT MANAGEMENT INC. | IVY MACKENZIE DISTRIBUTORS, INC. | IVY FUNDS DISTRIBUTOR, INC.

CRD#: 16496 / SEC#: , 8-34046

BD
Terminated by SEC on 09/05/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 06/02/1993
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
IVY INVESTMENT MANAGEMENT COMPANYSTOCKHOLDER
HOBAN, STEPHEN (NO MIDDLE NAME)FINOP AND PRINCIPAL FINANCIAL OFFICER5089370
MURRAY, BRIAN LAWRENCE JRSVP/CHIEF COMPLIANCE OFFICER3130285
WRIGHT, BRETT DAVIDPRESIDENT/EXECUTIVE DIRECTOR2344832

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IVY DISTRIBUTORS, INC.

CRD#: 16496

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