Charles M. Coleman

TRITON INVESTMENTS

Bismarck, ND

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CRD#: 6869716

Professional summary

Charles Mark Coleman is a registered financial advisor currently at TRITON INVESTMENTS, LLC located in Bismarck, North Dakota.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Substitute Teacher; Bismarck Public Schools; Investment related: No; Location:806 N. Washington St., Bismarck, North Dakota, USA, 58501; Description of the business: Public Education; Started: 2019-11-15; During outside trading hours: 50 - Expected total yearly compensation derived from the business: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Mark Coleman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2018 - Present

TRITON INVESTMENTS, LLC

RIA

CRD#: 297585

Bismarck, ND

Past

October 19, 2017 - April 3, 2018

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Bismark, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(5/16/2019)

IAR

North Dakota
(7/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2017

Uniform Investment Adviser Law Examination

Current Firm

TRITON INVESTMENTS, LLC

CRD#: 297585 / SEC#:

Minnesota

Registered Investment Advisory firm - (5/16/2019 Approved)

North Dakota

Registered Investment Advisory firm - (7/17/2018 Approved)

Texas

Registered Investment Advisory firm - (1/5/2022 Conditional Restricted)

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Contact information

Main Address

Bismarck, ND

Mailing Address

Phone number

(701) 425-3374

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 14,080,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles M. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Mark Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRITON INVESTMENTS, LLC

REGAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2017

Current Firm

TRITON INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRITON INVESTMENTS, LLC

TRUST BUT VERIFY

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