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Dominic Anthony Wright

EMPIRICAL WEALTH MANAGEMENT
IRVINE, CA
·CRD# 6869560·3 years experience

Professional Summary

Dominic Anthony Wright, who also goes by Dominic Wright, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Irvine, California. Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dominic has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dominic Wright

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

EMPIRICAL WEALTH MANAGEMENT·CRD# 152622
RIA
4 Park Plaza Suite 330, Irvine, CA 92614
April 15, 2025 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Huntington Beach, CA
December 7, 2023 - April 15, 2025
LPL FINANCIAL LLC·CRD# 6413
RIA
Huntington Beach, CA
November 17, 2023 - April 15, 2025
BRIARWOOD FINANCIAL·CRD# 310562
RIA
Gig Harbor, WA
April 12, 2023 - October 24, 2023

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Current Firm

EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Phone Number

(206) 923-3474

# of Employees

94

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (7/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,690

AUM (Assets Under Management)

$8,428,968,273

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 11/2023 / Karam Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs mnth / 8 Hrs during trading / start date 10/02/2023

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dominic Anthony Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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