Andrew N. Dutton

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CRD#: 6869349

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew N Dutton was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2018. Andrew had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Activity: RIA; Business Entity: Blackridge Asset Management; Address: PA; Duties of Position: Investment Advisor; Title: IAR; Start Date: 08/2023; Approx. # of hours per month spent on activity: 16; Approx. # of hours spent during trading hours: 3 2) Business Activity: Medicare; Business Entity: Andrew Dutton; Address: PA; Duties of Position: Medicare Sales; Title: Insurance Agent; Start Date: 07/2023; Approx. # of hours per month spent on activity: 35; Approx. # of hours spent during trading hours: 10 3) Business Activity: Insurance Agent; Business Entity: Andrew Dutton; Duties of Position: Insurance Agent and Producer; Title: Insurance Agent; Start Date: 07/2023; Approx. # of hours per month spent on activity: 100; Approx. # of hours spent during trading hours: 25 4) DBA - Vertex Financial - Financial Advisor, Insurance Sales, Fee Based Advisory 5) Business Activity: Trading Card Store; Business entity: NCR Tempest Games; Address: Doylestown, PA; Duties of Position: Selling trading cards online; Title: Owner/Operator; Start Date: 01/18/2024; Approx. # of hours per month spent on activity: 30; Approx. # of hours spent during trading hours: 0 6) Business Activity: Non Captive Insurance Agent; Business Entity: Colonial Life; Address : PA; Duties of Position: Calling business and employers, setting appointments with prospects; Title: Independent Agent; Approx. # of hours per month spent on activity: 30; Approx. # of hours spent during trading hours: 4

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 3, 2023 - March 20, 2025

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Doylestown, PA

Past

August 3, 2023 - March 20, 2025

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Doylestown, PA

Past

July 26, 2021 - August 10, 2023

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

RIA

CRD#: 123483

Doylestown, PA

Past

May 18, 2020 - August 10, 2023

AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001

Doylestown, PA

Past

May 14, 2019 - April 29, 2020

PRIMEX

CRD#: 29394

NEW YORK, NY

Past

June 19, 2018 - May 13, 2019

SANDLAPPER SECURITIES, LLC

CRD#: 137906

Doylestown, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2018

General Securities Representative Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew N. Dutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

AMERICAN TRUST INVESTMENT SERVICES, INC.

PRIMEX

SANDLAPPER SECURITIES, LLC

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2021

Series 63

Date: 7/9/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2018

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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