Evan F. Smith
Professional summary
Evan Finch Smith, who also goes by Finch Smith, is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Boston, Massachusetts.
Evan is registered as a RR (Registered Representative) and started their career in finance in 2018. Evan has worked at 3 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Evan Finch Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2023 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 33 Arch Street, Boston, MA 02110December 1, 2022 - June 12, 2023
MML INVESTORS SERVICES, LLC
March 7, 2018 - November 1, 2022
BAKKT BROKERAGE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
Exams
Series 52TO
Date: 1/24/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 9/30/2019
Securities Trader ExamFINRA
Current Firm
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Company Information
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506Boston, MA 02110TRUST BUT VERIFY
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