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DB

David A. Barden

ASSET ALLOCATION STRATEGIES
SOUTH HAVEN, MI 49090
Some features on this profile are disabled
CRD#: 6869051
DB

Professional summary

David Alan Barden, who also goes by David Barden, is a registered financial advisor currently at ASSET ALLOCATION STRATEGIES, LLC located in South Haven, Michigan and GLP INVESTMENT SERVICES, LLC located in Farmington, Michigan.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. David has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Barden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Barden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

ASSET ALLOCATION STRATEGIES, LLC

Office #1: 256 Center St., South Haven, MI 49090
RIA
CRD#: 152339
SOUTH HAVEN, MI
Current

December 15, 2025 - Present

GLP INVESTMENT SERVICES, LLC

Office #1: 33335 Grand River, Farmington, MI 48336
BD
CRD#: 25450
Farmington, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC

CRD#: 152339 / SEC#: 801-106707

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)
Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)
Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)
Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(12/17/2025)
IAR
Michigan
(1/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/16/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/30/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC

CRD#: 152339 / SEC#: 801-106707

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)
Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)
Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)
Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)
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Contact information

Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
Phone number
(248) 489-0101
Established
Firm type
Fiscal year end
# of Employees
45

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASSET ALLOCATION STRATEGIES, LLC FORM 2A 2025 (3/5/2026)

Regulatory assets under management

Total Number of Accounts6,660
AUM (Assets Under Management)$ 1,019,375,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASSET ALLOCATION STRATEGIES, LLC

CRD#: 152339South Haven, MI 49090

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