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BC

Billy B. Curl

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CRD#: 6868560
BC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Billy Barnett Curl, who also goes by Billy Curl, was a registered financial professional .

Billy is a previously registered financial professional and started their career in finance in 2018. Billy had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I use a refined process to understand what matters most to my clients, and where they stand currently. Using that information I help clients develop strategies that best fit them and their financial needs.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Billy Curl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CURL CREATIVE; NON-INVESTMENT RELATED; 206 JOYCE ST., EL CAJON, CA 92020; 3D PRINTING SALES; SOLE EMPLOYEE/CREATOR; 03/2024; APPROX. 10 HOURS PER MONTH DURING NON-TRADING HOURS; DETERMINE WHICH FILES TO CREATE AND KEEP IN ACCCORDANCE WITH COPYRIGHT LAWS, RUN BOOTHS AT CRAFT FAIRS AND ART SHOWS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Johnson & Wales University

Bachelor of Science (BS) - Business Administration

2016

Experience

Past

August 29, 2024 - March 14, 2025

77 FINANCIAL GROUP

RIA
CRD#: 312367
SAN DIEGO, CA
Past

April 27, 2023 - August 20, 2024

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
INDIANAPOLIS, IN
Past

April 26, 2023 - August 20, 2024

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
INDIANAPOLIS, IN
Past

August 14, 2020 - April 4, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past

June 19, 2020 - April 4, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
INDIANAPOLIS, IN
Past

July 9, 2019 - January 27, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
SAN DIEGO, CA
Past

July 9, 2019 - January 27, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
SAN DIEGO, CA
Past

November 21, 2018 - May 21, 2019

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SAN DIEGO, CA
Past

November 12, 2018 - May 21, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SAN DIEGO, CA
Past

February 13, 2018 - October 22, 2018

EDWARD JONES

RIA
CRD#: 250
LA MESA, CA
Past

January 22, 2018 - October 22, 2018

EDWARD JONES

BD
CRD#: 250
LA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/10/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/22/2018
General Securities Representative Examination

Current Firm

7F
77 FINANCIAL GROUP
77 FINANCIAL GROUP | WEST AND WALTERS TAX AND WEALTH MANAGEMENT | 77 FINANCIAL GROUP LLC

CRD#: 312367 / SEC#:

Arizona
Registered Investment Advisory firm - (2/3/2021 Approved)
California
Registered Investment Advisory firm - (2/2/2021 Approved)
Texas
Registered Investment Advisory firm - (1/7/2021 Conditional Restricted)
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Contact information

Main Address
1241 Carlsbad Village Drive Suite 100/a, Carlsbad, CA 92008
Mailing Address
Phone number
(858) 283-7185
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts65
AUM (Assets Under Management)$ 21,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

77 FINANCIAL GROUP

Investment ConsultantCRD#: 312367

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Contact information

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