Renee L. Bauch
Professional summary
Renee Lee Bauch, who also goes by Renee Bauch, Sandra Renee Lee, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Madison, Alabama and FIRST COMMAND BROKERAGE SERVICES, INC. located in Huntsville, Alabama.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Renee has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Renee Lee Bauch's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2018 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 1608 Four Mile Post Rd, Huntsville, AL 35802April 10, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1608 Four Mile Post Rd, Huntsville, AL 35802December 18, 2017 - March 1, 2018
EDWARD JONES
November 29, 2017 - March 1, 2018
EDWARD JONES
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2018)
(4/10/2018)
(1/6/2021)
(3/26/2025)
(9/21/2018)
(5/22/2025)
(10/5/2023)
(2/15/2024)
(8/13/2020)
(7/8/2021)
(7/9/2021)
(1/12/2021)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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