Margaret L. Swanson

MODUS ADVISORS

Excelsior, MN 55331

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CRD#: 6867550

Professional summary

Margaret Leigh Swanson, who also goes by Margaret Leigh Weiss, is a registered financial advisor currently at MODUS ADVISORS, LLC located in Excelsior, Minnesota.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Margaret has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Margaret Leigh Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Rental Real Estate; Yes Investment-Related; 7989 Autumn Ridge Way, Chanhassen, MN 55317-3126; Real Estate; Owner; January 2022; 1 hour per month spent on OBA; 0 hours spent during securities trading hours; Residential Rental Property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Leigh Swanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2021 - Present

MODUS ADVISORS, LLC

Office #1: 23505 Smithtown Road Suite 290, Excelsior, MN 55331

RIA

CRD#: 291204

Excelsior, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MODUS ADVISORS, LLC

CRD#: 291204 / SEC#: 801-112534

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

23505 Smithtown Road Suite 290, Excelsior, MN 55331

Mailing Address

Phone number

(952) 946-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - MODUS ADVISORS (10/23/2025)

Regulatory assets under management

Total Number of Accounts	1,417
AUM (Assets Under Management)	$ 513,987,454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Margaret L. Swanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Leigh Swanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODUS ADVISORS, LLC

Primary Firm SEC Registration

MODUS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

MODUS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODUS ADVISORS, LLC

TRUST BUT VERIFY

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