Stephen J. Santangelo

MATRIARCH WEALTH MANAGEMENT

Miami, FL

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CRD#: 6867469

Professional summary

Stephen Joseph Santangelo is a registered financial advisor currently at MATRIARCH WEALTH MANAGEMENT, LLC located in Miami, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Santangelo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

MATRIARCH WEALTH MANAGEMENT, LLC

RIA

CRD#: 327099

Miami, FL

Past

October 26, 2021 - June 9, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

New York, NY

Past

January 30, 2019 - June 9, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

New York, NY

Past

November 2, 2017 - January 25, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATRIARCH WEALTH MANAGEMENT, LLC

CRD#: 327099 / SEC#: 801-128218

RIA

Registered Investment Advisory firm - (10/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/11/2023)

IAR

Texas
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2017

General Securities Representative Examination

Current Firm

MATRIARCH WEALTH MANAGEMENT, LLC

CRD#: 327099 / SEC#: 801-128218

RIA

Registered Investment Advisory firm - (10/19/2023 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(973) 979-7609

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATRIARCH WEALTH MANAGEMENT LLC ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 176,055,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Santangelo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Santangelo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIARCH WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

MATRIARCH WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2017

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2017

Current Firm

MATRIARCH WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATRIARCH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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