Ira T. Distenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Tobin Distenfield was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1970. Ira had worked at 9 firms and has passed the Series 5, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1989 - June 29, 1995
GRUNTAL & CO., L.L.C.
August 15, 1989 - September 13, 1989
CETERA WEALTH SERVICES, LLC
April 19, 1988 - August 17, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 27, 1985 - April 7, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 24, 1978 - June 7, 1979
MORGAN STANLEY DW INC.
October 28, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
May 1, 1973 - January 21, 1986
CITIGROUP GLOBAL MARKETS INC.
November 16, 1971 - November 2, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 1, 1970 - November 30, 1971
MCCORMICK & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/13/1985
Interest Rate Options ExaminationSeries 1
Date: 3/13/1970
Registered Representative ExaminationSeries 12
Date: 5/1/1973
NYSE Branch Manager ExaminationCurrent Firm
GRUNTAL & CO., L.L.C.
CRD#: 372 / SEC#: , 8-31022
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUNTAL FINANCIAL, L.L.C. | INTEREST HOLDER | |
| BRADLEY, RALPH HAMILTON JR | DIRECTOR, EXECUTIVE VICE PRESIDENT | 2802958 |
| COHEN, DONALD N | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | |
| JOHNSON, ROSEMARY | DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 1515631 |
| RITTEREISER, ROBERT PETER | DIRECTOR, CHAIRMAN, CEO | 400305 |
Disclosures
| Regulatory Event | 34 |
| Arbitration | 81 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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