Nguessan E. Kouadio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nguessan Edouard Kouadio, who also goes by Edouard Kouadio, Nguessan Kouadio, was a registered financial professional .
Nguessan is a previously registered financial professional and started their career in finance in 2021. Nguessan had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 4, Series 24 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2025 - June 12, 2026
TICKRS CLEARING
May 20, 2025 - October 2, 2025
LPL FINANCIAL LLC
May 20, 2025 - October 2, 2025
LPL FINANCIAL LLC
February 14, 2025 - June 26, 2025
LPL ENTERPRISE, LLC
November 6, 2024 - June 26, 2025
LPL ENTERPRISE, LLC
September 25, 2023 - September 6, 2024
INDEPENDENT FINANCIAL GROUP, LLC
September 1, 2023 - September 18, 2023
CHARLES SCHWAB & CO., INC.
July 10, 2021 - September 1, 2023
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 5/20/2025
Operations Professional ExaminationSeries 7TO
Date: 7/9/2021
General Securities Representative ExaminationCurrent Firm
TICKRS CLEARING
CRD#: 312531 / SEC#: , 8-70658
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
Red Flags
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