KC
Kristi A. Cromer
AE WEALTH MANAGEMENT
Gadsden, AL 35901
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CRD#: 6867066
KC
Professional summary
Kristi Alexander Cromer, who also goes by Kristi Lyn Alexander, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Gadsden, Alabama.
Kristi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kristi has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristi Lyn Alexander
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TRILOGY ADVISORY SERVICES, LLC DBA TRILOGY WEALTH MANAGEMENT; INVESTMENT RELATED; 526 WALNUT STREET, GADSDEN, AL 35901; FINANCIAL ADVISORY SERVICES; OWNER; START DATE 10/2017; 120 HOURS PER MONTH, 120 HOURS DURING TRADING. 2. TRILOGY, INC, DBA TRILOGY FINANCIAL GROUP; INVESTMENT RELATED; 526 WALNUT STREET, GADSDEN, AL 35901; LIFE INSURANCE AND ANNUITY SALES; PRESIDENT; START DATE 4/2010; 40 HOURS PER MONTH, 40 HOURS DURING TRADING. 3. SUMMIT PLANNING GROUP, INC.; YES INVESTMENT RELATED; 526 WALNUT STREET, GADSDEN, AL 35901; PAYROLL AND INSURANCE SALES; OWNER; START DATE 04/2010; 173 HRS/ MONTH; 08 HRS/MONTH DURING TRADING. 4. CROMCRAFT LLC; NOT INVESTMENT RELATED; 1401 W. MEIGHAN BLVD, GADSDEN AL 35901; AUTOBODY REPAIR, TRUCK ACCESSORIES, RETAIL SALES-USED VEHICHES; LLC MEMBER/OWNER; 3/1/1998; 5HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR GATHERING INFORMATION FOR TAX RETURNS, BANK RECONCILIATIONS, SALES TAX REPORT APPROVAL.
CRS (Client Relationship Summary) - RIA
Click below to view Kristi Alexander Cromer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2017 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 526 Walnut St, Gadsden, AL 35901Office #2: 1525 Perimeter Pkwy Nw, Huntsville, AL 35806RIA
CRD#: 282580
Gadsden, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/23/2017)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Gadsden, AL 35901TRUST BUT VERIFY
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