Dmitriy Hazan
CITIZENS SECURITIES | Financial Advisor
New York, NY 10011
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CRD#: 6866802
Professional summary
Dmitriy Hazan, who also goes by Dmitriy Berman, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in New York, New York.
Dmitriy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Dmitriy has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dmitriy Berman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*744283 For profit or not for profit: Entity For Profit Name of outside business organization: Summit Educational Group Investment related: N Address of business: White Plains, New York, 10607 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 3/14/2022 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: TUTOR, Academic Tutoring Services, Test Prep ACT, SAT, High School Subjects I*1520269 For profit or not for profit: Entity Charitable Name of outside business organization: UJA FEDERATION Investment related: N Address of business: NEW YORK, New York, 10022, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/12/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , UJA's mission for caring for people in need and building a thriving Jewish community. My board members and I will help; coordinate networking, charity, and fund raising campaigns.
CRS (Client Relationship Summary) - RIA
Click below to view Dmitriy Hazan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dmitriy Hazan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 80 8th Avenue Ms: Ny354, New York, NY 10011Office #2: 800 6th Avenue Ny340, New York, NY 10001Office #3: 518 Fashion Avenue Ny332, New York, NY 10018Office #4: 302 3rd Ave. Ms: Ny330, New York, NY 10010RIA
BD
CRD#: 39550
New York, NY
Current
March 19, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 80 8th Avenue Ms: Ny354, New York, NY 10011Office #2: 800 6th Avenue Ny340, New York, NY 10001Office #3: 518 Fashion Avenue Ny332, New York, NY 10018Office #4: 302 3rd Ave. Ms: Ny330, New York, NY 10010RIA
BD
CRD#: 39550
New York, NY
Past
June 2, 2021 - March 18, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
June 1, 2021 - March 18, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 9, 2020 - June 1, 2021
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW YORK, NY
Past
September 19, 2018 - June 1, 2021
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/21/2025)
IAR
California(3/21/2025)
RR
Connecticut(3/21/2025)
IAR
Connecticut(3/24/2025)
RR
Delaware(3/21/2025)
IAR
Delaware(3/25/2025)
RR
Florida(3/21/2025)
IAR
Florida(3/24/2025)
RR
Maryland(3/21/2025)
IAR
Maryland(3/24/2025)
RR
Massachusetts(3/21/2025)
RR
New Hampshire(3/21/2025)
IAR
New Hampshire(3/25/2025)
RR
New Jersey(3/21/2025)
IAR
New Jersey(3/24/2025)
RR
New York(3/19/2025)
IAR
New York(3/19/2025)
RR
Pennsylvania(3/21/2025)
IAR
Pennsylvania(3/24/2025)
RR
Texas(3/21/2025)
IAR
Texas(3/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
Financial AdvisorCRD#: 39550New York, NY 10011TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
